Risk & Compliance Professionals

Customizable monitoring and reporting capabilities
that meet shifting demands

We provide complete flexibility for risk/compliance managers to define risk as they perceive it,
visualize relevant portfolio exposures and receive alerts when certain guidelines or strategy thresholds are breached.

With OASIS you can..

  • Define risk and exposure limits on your terms

    Monitor exposures in real time and codify investment and compliance guidelines using 350+ security- and portfolio-level fields

  • Rapidly test hundreds of scenarios instantaneously

    Deploy scenario analysis tools to test the impact of different market and regulatory related shifts across all accounts simultaneously

  • Deploy compliant allocation models

    Automate trade-sizing across a variety to ensure “fair and equitable” allocations across all client portfolios

  • Assign role-based user permissions

    Designate functionality across different user types to control for user error and ensure compliant permissions

  • Easily integrate with existing technology

    OASIS integrates with custodial, execution and other critical technology partners to ensure seamless connectivity and maintain data integrity

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“CBXmarket is an impressive, intuitive and powerful platform that continues to make our lives easier.
It is a critical part of our workflow and a pleasure to use on regular basis.”ROBERT, PRESIDENT & CEO, ASSET MANAGER −

What you can do…

  • A client requests that you validate pricing for a quote before purchasing a bond for his or her portfolio

  • Reference historical pricing data, including trade volume, evaluated prices and dealer quotes
  • Use the Comparable Bonds feature to determine a security’s fair value
  • Use the Price Calculator to calculate yields, spreads and other key metrics based on your desired price for a given CUSIP

  • Oil supply skyrockets which results in downgrades and significant price movements causing compliance breaches across multiple portfolios

  • Receive a daily email with a summary of portfolio activity and strategy/compliance violations
  • Set up automated alerts for rating changes, price movements, cash events, and issuer news
  • Obtain enhanced transparency across all portfolios with aggregating reporting features

  • You manage an employee retirement program and have restrictive investment guidelines for the securities you can hold

  • Use the platform’s advanced filters to screen for securities that fit your unique investment criteria
  • Customize dashboards with the relevant analytics to accommodate your decision-making process
  • Develop watchlists to monitor securities that meet the investment criteria

  • Develop bond ladder strategies with our Investment Strategy tool

  • Our bond screening tool allows you to scan our U.S. fixed income universe to identify a security that suits your needs
  • Plan ahead for changes to the portfolio as bonds roll off the ladder strategy, with cash forecasting and alerts based on your customized guidelines

  • You are transitioning clients into a managed accounts program and need enhanced monitoring and reporting to maintain the growing number of portfolios

  • Benchmark your clients’ SMAs against model portfolios and custom indices
  • Monitor all client accounts across key performance metrics to identify elevated cash levels, upcoming maturities, defaults or ratings changes
  • Receive a daily summary of market activity with customized alerts for any market events related to securities in your portfolios